Compliance-grade IT for fiduciaries.
Advisory and wealth-management firms answer to clients and regulators alike. Pinnacle delivers the security, supervision, and records you need to protect assets and pass every SEC and FINRA exam.
What financial advisory teams come to us for
The pressures are specific to your sector. So is the way we respond to them.
Protect client wealth data
Account numbers and net-worth detail secured with encryption, access controls, and continuous monitoring.
SEC & FINRA compliance
Controls and evidence mapped to Reg S-P, the safeguards rule, and your firm's written security program.
Archiving & supervision
Email and message retention and supervision that keep books-and-records requirements satisfied and exam-ready.
Always available
Custodial platforms, CRM, and planning tools kept online so markets never move while your systems are down.
We've got experts for
The platforms financial advisory teams run on, deployed, integrated, supported, and secured by Pinnacle.
AI implementation & setup
We help you select, deploy, integrate, and secure the AI tools reshaping financial advisory, so your team gets real results without the risk. Here are some of the platforms we set up.
A stack tuned for financial advisory
Everything in our managed and security services, configured around your industry's realities.
- SEC / FINRA Reg S-P readiness
- Encrypted, access-controlled client records
- Email archiving and supervision
- Custodial, CRM, and planning-tool support
- MFA and phishing defense for every user
- Defensible backup and disaster recovery
Let's talk about your financial advisory environment
Book a call with a specialist who already understands your industry's tools, risks, and regulations.